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  1. Uniformity, differentiation, and experimentalism in EU financial regulation
    the single supervisory mechanism in action
    Autor*in: Zeitlin, Jonathan
    Erschienen: [2021]
    Verlag:  Amsterdam Centre for European Studies, Amsterdam

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    Standort:
    ZBW - Leibniz-Informationszentrum Wirtschaft, Standort Kiel
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    Nicht speichern
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    Quelle: Verbundkataloge
    Sprache: Englisch
    Medientyp: Buch (Monographie)
    Format: Online
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    Schriftenreihe: SSRN research paper ; 2021, 04
    Schlagworte: financial regulation; banking supervision; European Union; European Central Bank; experimentalist governance; differentiated integration; hierarchy; polyarchy
    Umfang: 1 Online-Ressource (circa 46 Seiten), Illustrationen
  2. Lessons from the early establishment of banking supervision in Italy (1926-1936)
    Autor*in: Molteni, Marco; Pellegrino, Dario
    Erschienen: [2021]
    Verlag:  Banca d'Italia Eurosistema, [Rom]

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    Standort:
    ZBW - Leibniz-Informationszentrum Wirtschaft, Standort Kiel
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    Sprache: Englisch
    Medientyp: Buch (Monographie)
    Format: Online
    Schriftenreihe: Quaderni di storia economica ; number 48 (October 2021)
    Schlagworte: banking supervision; capital requirements; banking history; lending of last resort
    Umfang: 1 Online-Ressource (circa 49 Seiten), Illustrationen
  3. A risky bet: Should the EU choose a microprudential or a credit guidance approach to climate risk?
    Autor*in: Smoleńska, Agnieszka; Klooster, Jens van 't
    Erschienen: 25/10/2021
    Verlag:  European Banking Institute e.V., Frankfurt am Main, Germany

    Banking regulation and supervision have a key role to play in realising the EU’s climate change objectives. In this article we analyse the EU-level initiatives currently underway to green the banking system, in particular with regard to the... mehr

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    Standort:
    Helmut-Schmidt-Universität, Universität der Bundeswehr Hamburg, Universitätsbibliothek
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    Standort:
    ZBW - Leibniz-Informationszentrum Wirtschaft, Standort Kiel
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    Banking regulation and supervision have a key role to play in realising the EU’s climate change objectives. In this article we analyse the EU-level initiatives currently underway to green the banking system, in particular with regard to the microprudential rulebook. We document how regulators work hard to fit climate change concerns into the existing objectives of the microprudential framework. We also assess whether these efforts are likely to be successful by sketching two ways forward, which involve their own distinct hazards. The first is a predominantly microprudential approach which sees policy-makers take action to force banks to develop adequate internal risk management procedures while taking a largely agnostic approach as to what methodologies are appropriate. If this is the way forward, we see a number of risks: banks have a clear incentive to downplay risk, while large financial institutions gain a significant advantage and the distribution of responsibility between banks and supervisors becomes blurred. We also outline a second “credit guidance” approach, in which regulators provide fine-grained guidance on how banks should evaluate climate risk. Although we broadly think this approach is the more effective route to greening EU banking, we also see challenges of an entirely different sort: regulators will unavoidably face political choices and EU lawmakers need to consider issues of legality, legitimacy and accountability. In this regard, we argue, the EU faces a risky bet

     
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    Sprache: Englisch
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    Format: Online
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    Schriftenreihe: EBI working paper series ; no. 104 (2021)
    Schlagworte: sustainable finance; prudential regulation; banking supervision; European Banking Authority; taxonomy; climate change risk
    Umfang: 1 Online-Ressource (circa 26 Seiten)
  4. Navigating the Legal Landscape of AI-Enhanced Banking Supervision
    Protecting EU Fundamental Rights and Ensuring Good Administration
    Autor*in: Azzutti, Alessio; Batista, Pedro Magalhães; Ringe, Wolf-Georg
    Erschienen: [2023]
    Verlag:  SSRN, [S.l.]

    Banking supervisors worldwide recognise the pressing need to harness frontier technologies such as artificial intelligence (AI), particularly machine learning (ML), to enhance their efficiency and analytical capabilities. The European Central Bank... mehr

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    ZBW - Leibniz-Informationszentrum Wirtschaft, Standort Kiel
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    Banking supervisors worldwide recognise the pressing need to harness frontier technologies such as artificial intelligence (AI), particularly machine learning (ML), to enhance their efficiency and analytical capabilities. The European Central Bank (ECB) has similarly acknowledged the opportunities offered by supervisory technology (SupTech) and established a dedicated Suptech Hub. However, the adoption of automated technologies in banking supervision raises complex questions of legality, transparency, and accountability, particularly for the ECB, as a public institution within the EU’s democratic order founded on the rule of law.This study investigates how the use of AI systems to augment supervisory decision-making may impact EU fundamental rights, particularly the right to good administration. To this end, we first define the notion of good administration in the context of banking supervision, and explore what it entails for the ECB from legal and ethical perspectives. We then analyse the potential implications of AI-enhanced banking supervision for good administration and examine how the latter may inform the integration of AI/ML into supervisory processes and procedures.Drawing inspiration from the proposed EU AI Act, we develop a normative framework for regulating AI systems based on specific risks to good administration associated with different applications. Our framework prioritises transparency, auditability and accountability requirements to ensure that future AI-driven banking supervision is aligned with the principles of good administration. Overall, this study contributes to the growing literature on the legal implications of AI and ML adoption by financial supervisors, underscoring the importance of a balanced approach that upholds fundamental rights while harnessing the benefits of technological progress

     
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    Sprache: Englisch
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    Schriftenreihe: European Banking Institute Working Paper Series 2023 - ; no. 140
    Schlagworte: artificial intelligence; machine learning; banking supervision; ECB; EU administrative law; good administration; fundamental rights; judicial review
    Weitere Schlagworte: Array
    Umfang: 1 Online-Ressource (70 p)
    Bemerkung(en):

    Nach Informationen von SSRN wurde die ursprüngliche Fassung des Dokuments April 27, 2023 erstellt
  5. The reverse revolving door in the supervision of European banks
    Autor*in: Colonnello, Stefano; Koetter, Michael; Sclip, Alex; Wagner, Konstantin
    Erschienen: December 2023
    Verlag:  Halle Institute for Economic Research (IWH) - Member of the Leibniz Association, Halle (Saale), Germany

    We show that around one third of executive directors on the boards of national supervisory authorities (NSA) in European banking have an employment history in the financial industry. The appointment of executives without a finance background... mehr

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    Standort:
    Universitäts- und Landesbibliothek Sachsen-Anhalt / Zentrale
    Signatur:
    eBook
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    Standort:
    ZBW - Leibniz-Informationszentrum Wirtschaft, Standort Kiel
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    DS 13
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    We show that around one third of executive directors on the boards of national supervisory authorities (NSA) in European banking have an employment history in the financial industry. The appointment of executives without a finance background associates with negative valuation effects. Appointments of former bankers, in turn, spark positive stock market reactions. This „proximity premium“ of supervised banks is a more likely driver of positive valuation effects than superior financial expertise or intrinsic skills of former executives from the financial industry. Prior to the inception of the European Single Supervisory Mechanism, the presence of former financial industry executives on the board of NSA associates with lower regulatory capital and faster growth of banks, pointing to a more lenient supervisory style.

     
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    Quelle: Verbundkataloge
    Sprache: Englisch
    Medientyp: Buch (Monographie)
    Format: Online
    Weitere Identifier:
    hdl: 10419/281191
    Schriftenreihe: IWH discussion papers ; 2023, no. 25 (December 2023)
    Schlagworte: banking supervision; conflicts of interest; revolving door
    Umfang: 1 Online-Ressource (III, 70 Seiten, 1,15 MB), Diagramme
    Bemerkung(en):

    Literaturverzeichnis: Seite 30-32