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  1. The case for a normatively charged approach to regulating shadow banking
    multipolar regulatory dialogues as a means to detect tail risks and preclude regulatory arbitrage
    Autor*in: Thiemann, Matthias; Tröger, Tobias
    Erschienen: [2020]
    Verlag:  Center for Advanced Studies on the Foundations of Law and Finance, House of Finance, Goethe University, Frankfurt am Main, Germany

    This paper contributes to the debate on the adequate regulatory treatment of non-bank financial intermediation (NBFI). It proposes an avenue for regulators to keep regulatory arbitrage under control and preserve sufficient space for efficient... mehr

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    Standort:
    ZBW - Leibniz-Informationszentrum Wirtschaft, Standort Kiel
    Signatur:
    DS 778
    Fernleihe:
    keine Fernleihe

     

    This paper contributes to the debate on the adequate regulatory treatment of non-bank financial intermediation (NBFI). It proposes an avenue for regulators to keep regulatory arbitrage under control and preserve sufficient space for efficient financial innovation at the same time. We argue for a normative approach to supervision that can overcome the proverbial race between hare and hedgehog in financial regulation and demonstrate how such an approach can be implemented in practice. We first show that regulators should primarily analyse the allocation of tail risk inherent in NBFI. Our paper proposes to apply regulatory burdens equivalent to prudential banking regulation if the respective transactional structures become only viable through indirect or direct access to (ad hoc) public backstops. Second, we use insights from the scholarship on regulatory networks as communities of interpretation to demonstrate how regulators can retrieve the information on transactional innovations and their risk-allocating characteristics that they need to make the pivotal determination. We suggest in particular how supervisors should structure their relationships with semi-public gatekeepers such as lawyers, auditors and consultants to keep abreast of the risk-allocating features of evolving transactional structures. Finally, this paper uses the example of credit funds as non-bank entities economically engaged in credit intermediation to illustrate the merits of the proposed normative framework and to highlight that multipolar regulatory dialogues are needed to shed light on the specific risk-allocating characteristics of recent contractual innovations.

     
    Export in Literaturverwaltung   RIS-Format
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    Quelle: Verbundkataloge
    Sprache: Englisch
    Medientyp: Buch (Monographie)
    Format: Online
    Weitere Identifier:
    hdl: 10419/244682
    Schriftenreihe: LawFin working paper ; no. 2
    Schlagworte: credit funds; non-bank financial intermediation; principles-based regulation; prudential supervision; regulatory arbitrage; shadow banking
    Umfang: 1 Online-Ressource (circa 32 Seiten), Illustrationen
  2. One size fits some: analysing profitability, capital and liquidity constraints of custodian banks through the lens of the SREP methodology
    Autor*in: Coste, Charles-Enguerrand; Tcheng, Céline; Vansieleghem, Ingmar
    Erschienen: [January 2021]
    Verlag:  European Central Bank, Frankfurt am Main, Germany

    Custodians play a key but discrete role in the global financial market infrastructure. In Europe, they are licensed as "credit institutions ", a legal requirement for European deposit-taking institutions, and therefore they face the same prudential... mehr

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    Resolving-System (kostenfrei)

    Standort:
    Staatsbibliothek zu Berlin - Preußischer Kulturbesitz, Haus Potsdamer Straße
    Fernleihe:
    keine Fernleihe

    Standort:
    ZBW - Leibniz-Informationszentrum Wirtschaft, Standort Kiel
    Signatur:
    DS 535
    Fernleihe:
    keine Fernleihe

     

    Custodians play a key but discrete role in the global financial market infrastructure. In Europe, they are licensed as "credit institutions ", a legal requirement for European deposit-taking institutions, and therefore they face the same prudential requirements as "traditional" banks. However, their business model and risk profile are different from those of traditional banks since the core of their activity does not encompass balance sheet transformation and the associated risks.

     
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    Quelle: Staatsbibliothek zu Berlin
    Sprache: Englisch
    Medientyp: Ebook
    Format: Online
    ISBN: 9789289945615
    Weitere Identifier:
    hdl: 10419/234497
    Schriftenreihe: Occasional paper series / European Central Bank ; no 256 (January 2021)
    Schlagworte: bank; custodian; credit institution; prudential supervision
    Umfang: 1 Online-Ressource (circa 68 Seiten), Illustrationen
  3. Suptech tools for prudential supervision and their use during the pandemic
    Autor*in: Beerman, Kenton; Prenio, Jermy; Zamil, Raihan
    Erschienen: 2021
    Verlag:  Bank for International Settlements, Financial Stability Institute, [Basel]

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    Verlag (kostenfrei)
    Verlag (kostenfrei)

    Standort:
    ZBW - Leibniz-Informationszentrum Wirtschaft, Standort Kiel
    Signatur:
    Keine Rechte
    Fernleihe:
    keine Fernleihe
    Export in Literaturverwaltung   RIS-Format
      BibTeX-Format
    Quelle: Verbundkataloge
    Sprache: Englisch
    Medientyp: Ebook
    Format: Online
    ISBN: 9789292595272
    Schriftenreihe: FSI insights on policy implementation ; no 37 (December 2021)
    Schlagworte: Suptech; prudential supervision; data analytics; innovation; AI; artificial intelligence; ML; machine learning; NLP; natural language processing
    Umfang: 1 Online-Ressource (circa 26 Seiten), Illustrationen
  4. Suptech in insurance supervision
    Autor*in: Garcia Ocampo, Denise; Lehtmets, Andres; Pandey, Manoj; Prenio, Jermy
    Erschienen: December 2022
    Verlag:  Bank for International Settlements, Financial Stability Institute, [Basel]

    Zugang:
    Verlag (kostenfrei)
    Verlag (kostenfrei)

    Standort:
    ZBW - Leibniz-Informationszentrum Wirtschaft, Standort Kiel
    Signatur:
    Keine Rechte
    Fernleihe:
    keine Fernleihe
    Export in Literaturverwaltung   RIS-Format
      BibTeX-Format
    Quelle: Verbundkataloge
    Sprache: Englisch
    Medientyp: Ebook
    Format: Online
    ISBN: 9789292596194
    Schriftenreihe: FSI insights on policy implementation ; no 47
    Schlagworte: suptech; insurance; prudential supervision; conduct supervision; data analytics; innovation; AI; artificial intelligence; ML; machine learning; NLP; natural language processing
    Umfang: 1 Online-Ressource (circa 20 Seiten), Illustrationen
  5. One size fits some: analysing profitability, capital and liquidity constraints of custodian banks through the lens of the SREP methodology
    Autor*in: Coste, Charles-Enguerrand; Tcheng, Céline; Vansieleghem, Ingmar
    Erschienen: [January 2021]
    Verlag:  European Central Bank, Frankfurt am Main, Germany

    Custodians play a key but discrete role in the global financial market infrastructure. In Europe, they are licensed as "credit institutions ", a legal requirement for European deposit-taking institutions, and therefore they face the same prudential... mehr

    Zugang:
    Verlag (kostenfrei)
    Resolving-System (kostenfrei)
    Resolving-System (kostenfrei)

    Standort:
    Staatsbibliothek zu Berlin - Preußischer Kulturbesitz, Haus Unter den Linden
    Fernleihe:
    uneingeschränkte Fernleihe, Kopie und Ausleihe

     

    Custodians play a key but discrete role in the global financial market infrastructure. In Europe, they are licensed as "credit institutions ", a legal requirement for European deposit-taking institutions, and therefore they face the same prudential requirements as "traditional" banks. However, their business model and risk profile are different from those of traditional banks since the core of their activity does not encompass balance sheet transformation and the associated risks.

     
    Export in Literaturverwaltung   RIS-Format
      BibTeX-Format
    Quelle: Staatsbibliothek zu Berlin
    Sprache: Englisch
    Medientyp: Ebook
    Format: Online
    ISBN: 9789289945615
    Weitere Identifier:
    hdl: 10419/234497
    Schriftenreihe: Occasional paper series / European Central Bank ; no 256 (January 2021)
    Schlagworte: bank; custodian; credit institution; prudential supervision
    Umfang: 1 Online-Ressource (circa 68 Seiten), Illustrationen